Form D · Hedge Fund

Davidson Kempner European Opportunities Fund LP

New York, NY · CIK 0001503028

Offering snapshot reported Jan 14, 2013 · SEC filing

Reported sold
$28.2M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.1M$28.2MJan 13, 2011: $2,750,000.00Jan 13, 2011Jan 13, 2012: $24,250,000.00Jan 13, 2012Jan 14, 2013: $28,200,000.00Jan 14, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$24,250,000 → $28,200,000
  • Reported investors14 → 15

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2013Amendment$28,200,000$3,950,000vs Jan 13, 201215SEC filing
Jan 13, 2012Amendment$24,250,000$21,500,000vs Jan 13, 201114SEC filing
Jan 13, 2011Initial$2,750,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153675

Source: Form D, filed Jan 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DAVIDSON KEMPNER EUROPEAN OPPORTUNITIES FUND LP

Investment adviser: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP

Gross asset value
$43.1M
Beneficial owners
10
ADV minimum commitment
$2M

Reported in Form ADV on Jan 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. DALLAS, Texas, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

UBS SECURITIES LLC
SEC 8-22651

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 864835 · Jan 30, 2015 · Schedule D 7.B.(1), fund 805-3965943551

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Conor Bastable Executive
Morgan P. Blackwell Executive
Robert J. Brivio, Jr. Executive
Scott E. Davidson Executive
Dk Group Llc Dk Group Llc Executive
Stephen M. Dowicz Executive
Eric P. Epstein Executive
Avram Z. Friedman Executive
Michael B. Insel Executive
Thomas L. Kempner, Jr Executive
Thomas L. Kempner, Jr. Executive
Timothy I. Levart Executive
Shulamit Leviant Executive
Anthony A. Yoseloff Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Dk Group Llc 65 East 55 Th Street, 19 Th Floor
New York, NY, 10022