Form D · Other Banking and Financial Services

D.A.DAVIDSON COMPANIES

Great Falls, MT · CIK 0001212566

Offering snapshot reported Apr 26, 2016 · SEC filing

Reported sold
$5.21M
Offering amount: $5.21M
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 15, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 26, 2016Initial$5,211,197No comparison13SEC filing
Aug 19, 2013Initial$16,350,000No comparison38SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-262023
Common Stock

Source: Form D, filed Apr 26, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Timothy Austin Executive
Susan Carstensen Director
Andrew Crowell Director
Ian Davidson Director
Andrew Davidson Director
Samuel Doyle Director
Cynthia Gray Director
Robert M. Hanisee Director
Chet M. Helck Director
William Johnstone Director
James Kerr Director, Executive
Lawrence Martinez Executive
Thomas Nelson Executive
Michael Purpura Director
Raymond J. Round Director
Thomas Smith Director
Norman H. Swick Director
Richard Tschetter Director
Kathleen P. Wilcox Director
James W. Wolitarsky Director
Douglas Woodcock Director

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
8 Third Street North
Great Falls, MT, 59401