Form D · Other
David S. Rosenberg & Associates, LLC
Baltimore, MD · CIK 0001773857
Offering snapshot reported Jan 9, 2020 · SEC filing
- Reported sold
- $50K Offering amount: $150K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Dec 30, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 9, 2020 | Initial | $50,000 | No comparison | 1 | SEC filing |
| Apr 16, 2019 | Initial | $225,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-357523
No sales commissions or finders' fees will be paid in connection with this offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| David S. Rosenberg | None |
Source: Form D, filed Jan 9, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David S. Rosenberg | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
200 Cross Keys Road Unit 50
Baltimore, MD, 21210
Baltimore, MD, 21210