Form D · Hedge Fund

DARWIN CAPITAL LP

W. Conshohocken, PA · CIK 0001091264

Offering snapshot reported Jul 13, 2011 · SEC filing

Reported sold
$28M
Indefinite offering
Investors reported
92
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14M$28MJul 14, 2010: $26,559,225.00Jul 14, 2010Jul 13, 2011: $28,004,225.00Jul 13, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$26,559,225 → $28,004,225
  • Reported investors85 → 92

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 13, 2011Amendment$28,004,225$1,445,000vs Jul 14, 201092SEC filing
Jul 14, 2010Initial$26,559,225No comparison85SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$51.4K
Form D file number
021-144870
The final fee paid to Capital Management Group was made on 12/18/2008 and the relationship has been terminated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Capital Management GroupNone

Source: Form D, filed Jul 13, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DARWIN CAPITAL, L.P.

Investment adviser: DARWIN CAPITAL MANAGEMENT, LP

Gross asset value
$19.8M
Beneficial owners
40
ADV minimum commitment
$250K

Reported in Form ADV on Mar 14, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator KAUFMANN ROSSIN FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ELLIN & TUCKER, CHARTERED BALTIMORE, Maryland, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 713955 · Mar 14, 2013 · Schedule D 7.B.(1), fund 805-1188497141

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Sultan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Front Street Suite 380
W. Conshohocken, PA, 19428