Form D · Hedge Fund

DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.

Santa Monica, CA · CIK 0001443190

Offering snapshot reported Jan 19, 2016 · SEC filing

Reported sold
$14.3M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50M$100MNov 20, 2012: $100,000,000.00Nov 20, 2012Nov 22, 2013: $10,000,000.00Nov 22, 2013Nov 21, 2014: $14,000,000.00Nov 21, 2014Jan 19, 2016: $14,304,003.00Jan 19, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,000,000 → $14,304,003

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 19, 2016Amendment$14,304,003$304,003vs Nov 21, 201413SEC filing
Nov 21, 2014Amendment$14,000,000$4,000,000vs Nov 22, 201313SEC filing
Nov 22, 2013Amendment$10,000,000-$90,000,000vs Nov 20, 201210SEC filing
Nov 20, 2012Initial$100,000,000No comparison1SEC filing
Nov 21, 2011Initial$100,000,000No comparison1SEC filing
Mar 11, 2010Amendment$100,000,000$0vs Jan 20, 20101SEC filing
Jan 20, 2010Initial$100,000,000No comparison1SEC filing
Aug 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-187262

Source: Form D, filed Jan 19, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DALTON JAPAN REAL ESATE VALUE (OFFSHORE FEEDER) FUND LTD.

Investment adviser: DALTON INVESTMENTS LLC

Gross asset value
$9.93M
Beneficial owners
5
ADV minimum commitment
$1M

Reported in Form ADV on Jul 24, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CAYMAN NATIONAL FUND SERVICES LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands
Custodian MORGAN STANLEY & CO. KOWLOON, Hong Kong Related to adviser: No
Prime broker MORGAN STANLEY & CO. KOWLOON, Hong Kong
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 748341 · Jul 24, 2013 · Schedule D 7.B.(1), fund 805-1406621143

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Atkinson Director
Eric Clauson Director
Gifford Combs Executive
Dalton Investments Llc Promoter
Dalton Investments Llc Promoter
Yusuhiro Ogita Director
Yasuhiro Ogita Director
Belita Ong Executive
Steve Persky Executive
David Robinson Director
James Rosenwald Iii Director, Executive
Yuya Shimizu Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Dalton Investments Llc 1601 Cloverfield Blvd, Suite 5050 N
Santa Monica, CA, 90404