Form D · Hedge Fund

DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LP

Santa Monica, CA · CIK 0001488632

Offering snapshot reported Mar 9, 2018 · SEC filing

Reported sold: $71.6M
Investors reported: 80
Minimum accepted: $1M
First sale: Jun 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 9, 2018	Amendment	$71,583,219	$0vs Nov 1, 2017	80	SEC filing
Nov 1, 2017	Amendment	$71,583,219	$39,583,219vs Jan 3, 2014	80	SEC filing
Jan 29, 2016	Amendment	$43,183,200	$11,183,200vs Jan 3, 2014	39	SEC filing
Jan 19, 2016	Amendment	$43,183,200	$11,183,200vs Jan 3, 2014	39	SEC filing
Jan 16, 2015	Amendment	$39,000,000	$7,000,000vs Jan 3, 2014	36	SEC filing
Jan 3, 2014	Amendment	$32,000,000	-$5,284,586vs Jan 2, 2013	35	SEC filing
Jan 2, 2013	Amendment	$37,284,586	$0vs Jan 4, 2012	58	SEC filing
Jan 4, 2012	Amendment	$37,284,586	$0vs Apr 29, 2011	58	SEC filing
Apr 29, 2011	Amendment	$37,284,586	No comparison	58	SEC filing
Apr 12, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-140384

Rounded figure.

The new broker-dealer, Stonehaven LLC, will be receivingcommissions, however, they have not sold any Units as of this date

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Stonehaven LLC	118913	Stonehaven LLC · CRD 118913

Source: Form D, filed Mar 9, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DALTON HIGH YIELD MORTGAGE (US FEEDER) FUND LP

Investment adviser: DALTON INVESTMENTS LLC

Gross asset value: $22.2M
Beneficial owners: 42
ADV minimum commitment: $1M

Reported in Form ADV on Jul 24, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Marketer CAPSTONE INVESTMENTS PALOS VERDES ESTATES, California, United States Related to adviser: No

Prime broker PERSHING PRIME SERVICES LOS ANGELES, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 748341 · Jul 24, 2013 · Schedule D 7.B.(1), fund 805-6192982843

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gifford Combs	Promoter
David Haynie	Executive
Ryan Hetherington	Executive
Dalton Investments Llc	Promoter
Dalton Investments Llc	Promoter
High Yield Gp Llc	Promoter
Belita Ong	Promoter
Steven D. Persky	Promoter
James B. Rosenwald	Director
James B. Rosenwald Iii	Promoter
Todd Sherer	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Dalton Investments Llc 1601 Cloverfield Blvd., Suite 5050 N
Santa Monica, CA, 90404