Form D · Hedge Fund

DALTON DISTRESSED MORTGAGE FUND LTD

Santa Monica, CA · CIK 0001437993

Offering snapshot reported Jan 2, 2013 · SEC filing

Reported sold
$5M
Offering amount: $500M
Investors reported
10
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5MJan 12, 2010: $5,000,000.00Jan 12, 2010Feb 24, 2011: $5,000,000.00Feb 24, 2011Jan 4, 2012: $5,000,000.00Jan 4, 2012Jan 2, 2013: $5,000,000.00Jan 2, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 2, 2013Amendment$5,000,000$0vs Jan 4, 201210SEC filing
Jan 4, 2012Amendment$5,000,000$0vs Feb 24, 201110SEC filing
Feb 24, 2011Amendment$5,000,000$0vs Jan 12, 201010SEC filing
Jan 12, 2010Initial$5,000,000No comparison10SEC filing
Jun 17, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-119386
Participating shares

Source: Form D, filed Jan 2, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DALTON DISTRESSED MORTGAGE FUND LTD.

Investment adviser: DALTON INVESTMENTS LLC

Gross asset value
$325K
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Sep 4, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CAYMAN NATIONAL FUND SERVICES LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands
Custodian PERSHING PRIME SERVICES LOS ANGELES, California, United States Related to adviser: No
Marketer FIG PARTNERS, LLC ATLANTA, Georgia, United States Related to adviser: No
Prime broker PERSHING PRIME SERVICES LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FIG PARTNERS, LLC
CRD 41554 · SEC 801-72273

Filing source

Form ADV 666783 · Sep 4, 2012 · Schedule D 7.B.(1), fund 805-5211623625

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Clauson Director
Gifford Combs Promoter
Dalton Investments Llc. Promoter
Kyle Kazan Director
Joy L. Milan Executive
Belita Ong Promoter
Steve Persky Director
James B. Rosenwald Iii Director
Todd Sherer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Dalton Investments Llc 1601 Cloverfield Blvd., Suite 5050 N
Santa Monica, CA, 90404