Form D · Hedge Fund

DALTON DISTRESSED MORTGAGE FUND LP

Santa Monica, CA · CIK 0001437994

Offering snapshot reported Jan 2, 2013 · SEC filing

Reported sold
$3.05M
Indefinite offering
Investors reported
36
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.53M$3.05MJan 14, 2010: $3,050,000.00Jan 14, 2010Feb 24, 2011: $3,050,000.00Feb 24, 2011Jan 4, 2012: $3,050,000.00Jan 4, 2012Jan 2, 2013: $3,050,000.00Jan 2, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 2, 2013Amendment$3,050,000$0vs Jan 4, 201236SEC filing
Jan 4, 2012Amendment$3,050,000$0vs Feb 24, 201136SEC filing
Feb 24, 2011Amendment$3,050,000$0vs Jan 14, 201036SEC filing
Jan 14, 2010Initial$3,050,000No comparison12SEC filing
Jun 17, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-119385
Limited Partnership Interests

Source: Form D, filed Jan 2, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DALTON DISTRESSED MORTGAGE FUND, LP

Investment adviser: DALTON INVESTMENTS LLC

Gross asset value
$444K
Beneficial owners
29
ADV minimum commitment
$1M

Reported in Form ADV on Sep 4, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CAYMAN NATIONAL FUND SERVICES LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEROGE TOWN, Cayman Islands
Custodian PERSHING PRIME SERVICES LOS ANGELES, California, United States Related to adviser: No
Marketer FIG PARTNERS, LLC ATLANTA, Georgia, United States Related to adviser: No
Prime broker PERSHING PRIME SERVICES LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FIG PARTNERS, LLC
CRD 41554 · SEC 801-72273

Filing source

Form ADV 666783 · Sep 4, 2012 · Schedule D 7.B.(1), fund 805-4260808894

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Swaraj Chowdry Executive
Gifford Combs Promoter
Dalton Investments Llc Promoter
Belita Ong Promoter
Steve Persky Executive
James B. Rosenwald Iii Executive
Todd Sherer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Dalton Investments Llc 1601 Cloverfield Blvd., Suite 5050 N
Santa Monica, CA, 90404