Form D · Other
Dalradian Resources Inc.
Toronto, A6 · CIK 0001499191
Offering snapshot reported Oct 20, 2015 · SEC filing
- Reported sold
- $3.06M Offering amount: $7.03M
- Investors reported
- 59 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 7, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 20, 2015 | Initial | $3,056,687 | No comparison | 59 | SEC filing |
| Aug 14, 2014 | Initial | $7,367,906 | No comparison | 253 | SEC filing |
| Aug 16, 2010 | Initial | $3,242,517 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $122K
- Finders' fees
- $0
- Form D file number
- 021-249729
(c) represents maximum potential exercise price of warrants issued to U.S. investors; US$1.00=Cdn$1.3036.
Units consisting of 1 common share and 1 common share purchase warrant; each warrant exercisable for 1 common share at Cdn$1.04 through 10/7/2017.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities Inc. | None | Cormark Securities (USA) Limited · CRD 101000 |
| Sprott Global Resource Investments Ltd. | 35878 | |
| RBC Dominion Securities Inc. | None | |
| BMO Nesbitt Burns Inc. | None | |
| Clarus Securities Inc. | None | |
| Global Maxfin Capital Inc. | None | |
| Dundee Securities Ltd. | None | |
| Canaccord Genuity Corp. | None | |
| Beacon Securities Limited | None | |
| Euro Pacific Canada Inc. | None |
Source: Form D, filed Oct 20, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick F.N. Anderson | Director, Executive |
| Colin K. Benner | Director |
| Joseph F. Conway | Director |
| Patrick Downey | Director |
| Ronald P. Gagel | Director |
| Keith D. Mc Kay | Executive |
| F. Carson Noel | Executive |
| Thomas Obradovich | Director |
| Sean E.O. Roosen | Director |
| Jonathan A. Rubenstein | Director |
| Jim Rutherford | Director |
| Ari B. Sussman | Director |
| D. Grenville Thomas | Director |
| D. Grenvill Thomas | Director |
| Eric Tremblay | Executive |
| Timothy Warman | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 416, 207 Queen's Quay West
Toronto, A6, M5J 1A7
Toronto, A6, M5J 1A7