Form D · Hospitals and Physicians
Dallas Proton Treatment Holdings, LLC
Carlsbad, CA · CIK 0001545280
Offering snapshot reported Dec 16, 2015 · SEC filing
- Reported sold
- $79.1M Indefinite offering
- Investors reported
- 155 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Apr 2, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$75,600,000 → $79,100,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 16, 2015 | Amendment | $79,100,000 | $3,500,000vs Mar 10, 2015 | 155 | SEC filing |
| Mar 10, 2015 | Amendment | $75,600,000 | $21,600,000vs Oct 29, 2013 | 155 | SEC filing |
| Oct 29, 2013 | Amendment | $54,000,000 | $2,000,000vs Sep 13, 2013 | 7 | SEC filing |
| Sep 13, 2013 | Amendment | $52,000,000 | No comparison | 4 | SEC filing |
| Mar 30, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $8.71M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-175996
Commissions of up to 12% will be paid to selected broker-dealers that are members of FINRA. In addition, Class C Units may be issued to broker-dealers that enter into one or more selling agent agreements.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| WFG Investments, Inc. | 22704 | |
| APT Healthcare Capital | 171776 | |
| Deutsche Bank Securities, Inc. | 5555124 |
Source: Form D, filed Dec 16, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey L. Bordok | Director, Executive |
| Casey Gilley | Executive |
| Sarah Hutchinson | Director, Executive |
| James Thomson | Director, Executive |
Issuer details
Industry: Hospitals and Physicians (See others in industry)
Address:Carlsbad, CA, 92010