Form D · Other Technology
Dali Systems Co. Ltd.
Grand Cayman, E9 · CIK 0001466248
Offering snapshot reported Apr 2, 2020 · SEC filing
- Reported sold
- $21.8M Offering amount: $29.6M
- Investors reported
- 70 Form D · investor count
- Minimum accepted
- $2K Reported outside-investor minimum
- First sale
- Apr 16, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 2, 2020 | Initial | $21,782,783 | No comparison | 70 | SEC filing |
| Dec 27, 2016 | Amendment | $7,689,049 | $0vs Dec 27, 2016 | 17 | SEC filing |
| Dec 27, 2016 | Initial | $7,689,049 | No comparison | 17 | SEC filing |
| Jul 27, 2015 | Initial | $500,000 | No comparison | 2 | SEC filing |
| Jul 17, 2014 | Initial | $11,853,344 | No comparison | 26 | SEC filing |
| Jul 27, 2011 | Initial | $9,063,357 | No comparison | 23 | SEC filing |
| Feb 2, 2011 | Initial | $757,750 | No comparison | 12 | SEC filing |
| Jun 21, 2010 | Amendment | $1,750,000 | $750,000vs Mar 19, 2010 | 5 | SEC filing |
| Mar 19, 2010 | Initial | $1,000,000 | No comparison | 2 | SEC filing |
| Aug 11, 2009 | Initial | $1,592,500 | No comparison | 30 | SEC filing |
| Aug 11, 2009 | Initial | $1,032,501 | No comparison | 40 | SEC filing |
| Aug 11, 2009 | Initial | $1,049 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Debt, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-364212
Includes conversion of $15,484,644.22 convertible notes into Series D Preference Shares and Warrants to purchase Series D Preference Shares and underlying common stock.
Source: Form D, filed Apr 2, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kar Cheong Cho | Director |
| Wei Deng | Director |
| Tayman Kan | Director |
| Albert Lee | Director, Executive |
| Kamaljit Sandhu | Director |
| Shawn Stapleton | Executive |
| Somu Subramaniam | Director |
| Somasundaram Subramaniam | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
M&C Corp Svs Ltd, Po Box 309 Ugland House South Church Street
Grand Cayman, E9, KY1-1104
Grand Cayman, E9, KY1-1104