Form D · Other Investment Fund
DALFEN INDUSTRIAL ASHREI FUND V, LP
Dallas, TX · CIK 0001883988
Offering snapshot reported Jul 27, 2023 · SEC filing
- Reported sold
- $428M Offering amount: $500M
- Investors reported
- 161 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 4, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$368,195,000 → $428,129,532
- Reported investors131 → 161
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 27, 2023 | Amendment | $428,129,532 | $59,934,532vs Jul 25, 2022 | 161 | SEC filing |
| Jul 25, 2022 | Amendment | $368,195,000 | $125,180,000vs Mar 10, 2022 | 131 | SEC filing |
| Mar 10, 2022 | Amendment | $243,015,000 | No comparison | 112 | SEC filing |
| Feb 2, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $121K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-431807
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. Total Offering Amount is aggregated among the Issuer and its related parallel funds.
Placement agencies are to be paid based upon established fee schedules. The treatment of such placement fees is further disclosed in the Issuer's confidential offering materials.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PRIME QUADRANT | None | |
| DORCHESTER WEALTH MANAGEMENT COMPANY | 221519 | |
| KERR GROUP FINANCIAL CONSULTANTS INC | None | |
| AMADASE INC | None | |
| PENNOCK IDEA HUB | None | |
| 12434334 CANADA INC | None | |
| 8079919 CANADA INC | None | |
| LAZARD FRERES & CO. LLC | 2528 | |
| WARCAT CCS LLC | None | WARREN CATHCART |
| 94111 CANADA INC. | None |
Source: Form D, filed Jul 27, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sean Dalfen | Executive, Promoter |
| Murray Dalfen | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dallas, TX, 75252