Form D · Hedge Fund
D&A INTERMEDIATE TERM MORTGAGE FUND III LP
San Diego, CA · CIK 0001413839
Offering snapshot reported Aug 16, 2010 · SEC filing
- Reported sold
- $44.7M Indefinite offering
- Investors reported
- 66 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jul 18, 2006 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 16, 2010 | Initial | $44,743,082 | No comparison | 66 | SEC filing |
| Sep 27, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $426
- Finders' fees
- $0
- Form D file number
- 021-146471
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| First Allied Securities Inc. | 32444 | First Allied Securities Inc. · CRD 32444 |
| H. Beck, Inc. | 1763 | H. Beck, Inc. · CRD 1763 |
Source: Form D, filed Aug 16, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asset Managers Inc. | Promoter |
| Jeffrey A Dunham | Director, Executive |
| N/A Dunham & Associates Investment Counsel | Promoter |
| Denise S Iverson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
10251 Vista Sorrento Parkway Suite 200
San Diego, CA, 92121
San Diego, CA, 92121