Form D · Hedge Fund
D&A DAILY MORTGAGE FUND III LP
San Diego, CA · CIK 0001161255
Offering snapshot reported Aug 16, 2010 · SEC filing
- Reported sold
- $956M Indefinite offering
- Investors reported
- 97 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Feb 1, 1997 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 16, 2010 | Initial | $955,744,766 | No comparison | 97 | SEC filing |
| Aug 16, 2010 | Amendment | $955,744,766 | $0vs Aug 16, 2010 | 97 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $426
- Finders' fees
- $0
- Form D file number
- 021-146463
Limited Partnership Interests
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| First Allied Securities Inc | 32444 | First Allied Securities Inc · CRD 32444 |
| H. Beck Inc. | 1763 | H. Beck, Inc. · CRD 1763 |
Source: Form D, filed Aug 16, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
D&A DAILY MORTGAGE FUND III, L.P.
Investment adviser: DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
- Gross asset value
- $6.97M
- Beneficial owners
- 2
- ADV minimum commitment
- $250K
Reported in Form ADV on Sep 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1347113 · Sep 25, 2019 · Schedule D 7.B.(1), fund 805-4856290195
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asset Managers Inc. | Promoter |
| Jeffrey A Dunham | Director, Executive |
| N/A Dunham & Associates Investment Counsel | Promoter |
| Denise S Iverson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Diego, CA, 92121