Form D · Other
D & Y Laboratories, Inc.
Reno, NV · CIK 0001470743
Offering snapshot reported Oct 27, 2009 · SEC filing
- Reported sold
- $50K Offering amount: $2.5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Sep 24, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 27, 2009 | Initial | $50,000 | No comparison | 1 | SEC filing |
| Oct 21, 2009 | Amendment | $150,000 | $0vs Oct 21, 2009 | 3 | SEC filing |
| Oct 21, 2009 | Initial | $150,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $500K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-135472
Commission of 10% = $250000 Marketing of 10% = $250000
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Pacific Charter Fin Serv Corp | None |
Source: Form D, filed Oct 27, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Gann | Director, Executive |
| Shui Yin Lo | Director, Executive |
| Alan B. Painter | Director, Executive, Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
50 W. Liberty Street, Suite 880
Reno, NV, 89501
Reno, NV, 89501