Form D · Oil and Gas
D & L Energy 2010-A Ltd.
Youngstown, OH · CIK 0001497041
Offering snapshot reported Jan 24, 2011 · SEC filing
- Reported sold
- $6.87M Offering amount: $20M
- Investors reported
- 107 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Nov 29, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 107
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 24, 2011 | Amendment | $6,870,000 | No comparison | 107 | SEC filing |
| Jul 21, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $481K
- Finders' fees
- $0
- Form D file number
- 021-145274
The offering is now closed. There is no amount remaining to be sold. Total offering was increased to $20,000,000. and private placement memorandum recipients notified accordingly. Total sales were $6,870.000.
investor general or limited partnership interests
Sales commissions are based on 7% of the total offering amount sold of $6,870,000. The offering is now closed.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Anand Savur | 1809528 | ProEquities, Inc. · CRD 15708 |
| Charles Wolf | 3067817 | National Planning Corporation · CRD 29604 |
| James Wiekamp | 828410 | ProEquities, Inc. · CRD 15708 |
| Anthony DePalma | 65694 | Fintegra, LLC · CRD 16741 |
| Jonathan Broadbent | 4649531 | Fintegra, LLC · CRD 16741 |
| James Mathias | 1180474 | Invest Financial Corp. · CRD 12984 |
| Jerry Corless | 3005126 | Invest Financial Corp. · CRD 12984 |
| Robert Tweed | 2339324 | MAM Securities · CRD 124620 |
| Angela Ferrante | 1740108 | QA3 Financial Corp. · CRD 14754 |
| James Conaway | 1920946 | QA3 Financial Corp. · CRD 14754 |
| Terry A. Vrieze | 455952 | Broker Dealer Financial Services · CRD 8073 |
| Cara Miller | 4521819 | ProEquities, Inc. · CRD 15708 |
| David Lampe | 828400 | ProEquities, Inc. · CRD 15708 |
| Douglas Larson | 43672205 | ProEquities, Inc. · CRD 15708 |
| John Hess Yoder | 1524518 | ProEquities, Inc. · CRD 15708 |
| Randall Hough | 1017957 | ProEquities, Inc. · CRD 15708 |
| Ray Harrison | 2287436 | ProEquities, Inc. · CRD 15708 |
| Brian Peardon | 4819319 | ProEquities, Inc. · CRD 15708 |
| Daniel Woodhull | 2832575 | ProEquities, Inc. · CRD 15708 |
| Blake Bottle | 2065531 | ProEquities, Inc. · CRD 15708 |
| Donald Kyle Atkins | 2829986 | ProEquities, Inc. · CRD 15708 |
| Darryl Wilson | 4152258 | ProEquities, Inc. · CRD 15708 |
| Howell Booth Holland | 2430593 | ProEquities, Inc. · CRD 15708 |
| Donald Renstrom | 1065146 | ProEquities, Inc. · CRD 15708 |
| James Barager | 4453310 | ProEquities, Inc. · CRD 15708 |
| Raymond Neil Allen | 1491398 | ProEquities, Inc. · CRD 15708 |
| Randy Rathmann | 1387855 | ProEquities, Inc. · CRD 15708 |
| Bradley Freimark | 2883389 | ProEquities, Inc. · CRD 15708 |
| Roger Clement | 1991055 | ProEquities, Inc. · CRD 15708 |
| Jeff Reeves | 4436126 | ProEquities, Inc. · CRD 15708 |
| Rod Bastian | 1563355 | ProEquities,Inc. · CRD 15708 |
| Kevin Barnes | 2808063 | ProEquities, Inc. · CRD 15708 |
| Richard Hageman | 2184995 | ProEquities, Inc. · CRD 15708 |
| David Todd Phillips | 3094195 | ProEquities, Inc. · CRD 15708 |
| Jamie Turk | 4338770 | ProEquities, Inc. · CRD 15708 |
| Janice LaBonne | 1235078 | ProEquities, Inc. · CRD 15708 |
| Michael Olesen | 1635079 | National Planning Corporation · CRD 29604 |
| Jodi Schneelicht | 4594776 | Centaurus Financial, Inc. · CRD 30833 |
| Robert Horning | 2311640 | Centaurus Financial, Inc. · CRD 30833 |
| Nicholas M. Ellis | 1082891 | Centaurus Financial, Inc. · CRD 30833 |
| Brett Ewing | 2904608 | Centaurus Financial, Inc. · CRD 30833 |
| Gary Poling | 801756 | ProEquities, Inc. · CRD 15708 |
| John Cort | 5727496 | National Planning Corporation · CRD 29604 |
| Mark Sudol | 1114419 | National Planning Corporation · CRD 29604 |
| Gary Sudol | 1392822 | National Planning Corporation · CRD 29604 |
| Jeffrey Lavin | 1934312 | National Planning Corporation · CRD 29604 |
| Michael Veyette | 4251770 | National Planning Corporation · CRD 29604 |
| Edward Coda | 1776811 | National Planning Corporation · CRD 29604 |
| Pamela Mah | 4884493 | National Planning Corporation · CRD 29604 |
| Charles E. Munoz | 3243140 | Centaurus Financial, Inc. · CRD 30833 |
| John Mitchell | 2319862 | Centaurus Financial, Inc. · CRD 30833 |
| Stephen Mitchell | 5443684 | Centaurus Financial, Inc. · CRD 30833 |
Source: Form D, filed Jan 24, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Susan Faith | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
2761 Salt Springs Road
Youngstown, OH, 44509
Youngstown, OH, 44509