Form D · Oil and Gas

D & L Energy 2009-A Ltd.

Youngstown, OH · CIK 0001466045

Offering snapshot reported Mar 24, 2010 · SEC filing

Reported sold
$1.21M
Offering amount: $27.7M
Investors reported
0
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Oct 15, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$603K$1.21MJun 22, 2009Mar 23, 2010: $1,205,000.00Mar 24, 2010: $1,205,000.00Mar 24, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 24, 2010Amendment$1,205,000$0vs Mar 23, 20100SEC filing
Mar 23, 2010Amendment$1,205,000No comparison0SEC filing
Jun 22, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$121K
Finders' fees
$0
Form D file number
021-132161
The Offering is closed.
Consists of a 7% Sales Commission, a 1% Due Diligence Fee and a 2% Dealer-Manager Fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Terry Vrieze455952Broker Dealer Financial Services · CRD 8073
Paul Bednar2921358CapWest Securities, Inc. · CRD 30002
Robert Tweed2339324CapWest Securities, Inc. · CRD 30002
Kenneth Clemence2341922CapWest Securities, Inc. · CRD 30002
David Harris500413David Harris & Co. · CRD 45670
Anthony DePalma65694Fintegra LLC · CRD 16741
James O. Conaway1920946QA3 Financial · CRD 14754
Carl H. Lamberti2391136QA3 Financial · CRD 14754

Source: Form D, filed Mar 24, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A D & L Energy, Inc. Executive
Ben Lupo Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
2761 Salt Springs Road
Youngstown, OH, 44509