Form D · Other Investment Fund
D. E. Shaw U.S. Large Cap Core Active Offshore Fund, L.P.
New York, NY · CIK 0001404695
Offering snapshot reported Mar 17, 2011 · SEC filing
- Reported sold
- $50M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Nov 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 17, 2011 | Amendment | $50,000,000 | $0vs Mar 17, 2010 | 2 | SEC filing |
| Mar 17, 2010 | Amendment | $50,000,000 | $0vs Mar 17, 2009 | 2 | SEC filing |
| Mar 17, 2009 | Amendment | $50,000,000 | No comparison | Not reported | SEC filing |
| Jun 25, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-105231
D. E. Shaw Securities, L.L.C. received an upfront placement agent fee of $2,500.00 in connection with this offering. This fee was paid by the issuer's investment adviser and did not reduce Total Amount Sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| D. E. Shaw Securities, L.L.C. | 24332 |
Source: Form D, filed Mar 17, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
D. E. SHAW U.S. LARGE CAP CORE ACTIVE OFFSHORE FUND, L.P.
Investment adviser: D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 13, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1087598 · Mar 13, 2017 · Schedule D 7.B.(1), fund 805-2666784995
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A D. E. Shaw Investment Management, L.L.C. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10036