Form D · Other Investment Fund
D. E. Shaw U.S. Broad Market Core Alpha Extension Plus Offshore Fund, L.P.
New York, NY · CIK 0001457845
Offering snapshot reported Mar 17, 2011 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 17, 2011 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 17, 2010 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 17, 2009 | Amendment | Yet to sell | No comparison | Not reported | SEC filing |
| May 21, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-127461
D. E. Shaw Securities, L.L.C. received an upfront placement agent fee of $2,500.00 in connection with this offering. This fee was paid by the issuer's investment adviser and did not reduce Total Amount Sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| D. E. Shaw Securities, L.L.C. | 24332 |
Source: Form D, filed Mar 17, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION PLUS OFFSHORE FUND, L.P.
Investment adviser: D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Nov 2, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 950243 · Nov 2, 2015 · Schedule D 7.B.(1), fund 805-8766325734
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A D. E. Shaw Investment Management, L.L.C. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10036