Form D · Other Investment Fund

D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C.

New York, NY · CIK 0001394620

Offering snapshot reported Jul 30, 2026 · SEC filing

Reported sold
$3.42B
Indefinite offering
Investors reported
88
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.71B$3.42BMar 17, 2009: $52,909,735.00Mar 17, 2009Mar 17, 2010: $52,924,735.00Mar 17, 2011: $69,924,735.00Mar 19, 2012: $80,924,471.00Mar 18, 2013: $173,534,044.00Mar 14, 2014: $369,383,709.00Mar 13, 2015: $1,464,535,406.00Mar 15, 2016: $1,851,266,690.00Mar 15, 2017: $1,972,466,690.00Mar 15, 2018: $2,373,566,690.00Mar 15, 2019: $2,786,682,171.00Mar 16, 2020: $3,134,632,201.00Mar 16, 2021: $3,236,032,201.00Mar 15, 2022: $3,261,032,201.00Mar 15, 2023: $3,335,032,201.00Mar 15, 2024: $3,379,532,201.00Aug 23, 2024: $3,379,532,201.00Jul 30, 2025: $3,409,532,201.00Jul 30, 2026: $3,422,032,201.00Jul 30, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,409,532,201 → $3,422,032,201
  • Reported investors86 → 88

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 30, 2026Amendment$3,422,032,201$12,500,000vs Jul 30, 202588SEC filing
Jul 30, 2025Amendment$3,409,532,201$30,000,000vs Aug 23, 202486SEC filing
Aug 23, 2024Amendment$3,379,532,201$143,500,000vs Mar 16, 202186SEC filing
Mar 15, 2024Amendment$3,379,532,201$143,500,000vs Mar 16, 202186SEC filing
Mar 15, 2023Amendment$3,335,032,201$99,000,000vs Mar 16, 202186SEC filing
Mar 15, 2022Amendment$3,261,032,201$25,000,000vs Mar 16, 202186SEC filing
Mar 16, 2021Amendment$3,236,032,201$101,400,000vs Mar 16, 202085SEC filing
Mar 16, 2020Amendment$3,134,632,201$347,950,030vs Mar 15, 201983SEC filing
Mar 15, 2019Amendment$2,786,682,171$413,115,481vs Mar 15, 201871SEC filing
Mar 15, 2018Amendment$2,373,566,690$401,100,000vs Mar 15, 201757SEC filing
Mar 15, 2017Amendment$1,972,466,690$121,200,000vs Mar 15, 201639SEC filing
Mar 15, 2016Amendment$1,851,266,690$386,731,284vs Mar 13, 201531SEC filing
Mar 13, 2015Amendment$1,464,535,406$1,095,151,697vs Mar 14, 201426SEC filing
Mar 14, 2014Amendment$369,383,709$195,849,665vs Mar 18, 201322SEC filing
Mar 18, 2013Amendment$173,534,044$92,609,573vs Mar 19, 201211SEC filing
Mar 19, 2012Amendment$80,924,471$10,999,736vs Mar 17, 20117SEC filing
Mar 17, 2011Amendment$69,924,735$17,000,000vs Mar 17, 20105SEC filing
Mar 17, 2010Amendment$52,924,735$15,000vs Mar 17, 20094SEC filing
Mar 17, 2009Amendment$52,909,735No comparisonNot reportedSEC filing
Mar 12, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-101536
D. E. Shaw Securities, L.L.C. received an upfront placement agent fee of $2,500.00 in connection with this offering. This fee was paid by the issuer's investment adviser and did not reduce Total Amount Sold.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
D. E. Shaw Securities, L.L.C.24332

Source: Form D, filed Jul 30, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION FUND, L.L.C.

Investment adviser: D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Jul 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 2116888 · Jul 6, 2026 · Schedule D 7.B.(1), fund 805-1564259407

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A D. E. Shaw Investment Management, L.L.C. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Two Manhattan West 375 Ninth Avenue, 52 Nd Floor
New York, NY, 10001