Form D · Other Investment Fund
D. E. Shaw U.S. Broad Market Core Alpha Extension Custom Fund, L.L.C.
New York, NY · CIK 0001762705
Offering snapshot reported Mar 16, 2021 · SEC filing
- Reported sold
- $459M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 16, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 16, 2021 | Amendment | $458,602,880 | $0vs Mar 16, 2020 | 1 | SEC filing |
| Mar 16, 2020 | Amendment | $458,602,880 | $0vs Mar 15, 2019 | 1 | SEC filing |
| Mar 15, 2019 | Amendment | $458,602,880 | -$20vs Jan 31, 2019 | 1 | SEC filing |
| Jan 31, 2019 | Initial | $458,602,900 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-331808
Source: Form D, filed Mar 16, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION CUSTOM FUND, L.L.C.
Investment adviser: D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1705634 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-2685796791
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A N/A D. E. Shaw Investment Management, L.L.C. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10036