Form D · Hedge Fund

D. E. Shaw Employee Securities Company, L.L.C.

New York, NY · CIK 0001862741

Offering snapshot reported Jul 30, 2026 · SEC filing

Reported sold
$408M
Indefinite offering
Investors reported
395
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$204M$408MJun 11, 2021: $33,270,000.00Jun 11, 2021Mar 15, 2022: $78,296,798.00Mar 15, 2023: $138,986,231.00Mar 15, 2024: $203,858,591.00Aug 23, 2024: $213,659,591.00Jul 30, 2025: $306,844,699.00Jul 30, 2026: $408,417,418.00Jul 30, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$306,844,699 → $408,417,418
  • Reported investors318 → 395

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 30, 2026Amendment$408,417,418$101,572,719vs Jul 30, 2025395SEC filing
Jul 30, 2025Amendment$306,844,699$93,185,108vs Aug 23, 2024318SEC filing
Aug 23, 2024Amendment$213,659,591$180,389,591vs Jun 11, 2021246SEC filing
Mar 15, 2024Amendment$203,858,591$170,588,591vs Jun 11, 2021225SEC filing
Mar 15, 2023Amendment$138,986,231$105,716,231vs Jun 11, 2021186SEC filing
Mar 15, 2022Amendment$78,296,798$45,026,798vs Jun 11, 2021107SEC filing
Jun 11, 2021Initial$33,270,000No comparison66SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-402610

Source: Form D, filed Jul 30, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A D. E. Shaw Esc Manager, L.L.C. Director
D. E. Shaw Esc Manager, L.L.C. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Two Manhattan West 375 Ninth Avenue, 52 Nd Floor
New York, NY, 10001