Form D · Other Health Care
Cytosorbents Corp
Monmouth Junction, NJ · CIK 0001175151
Offering snapshot reported Oct 11, 2013 · SEC filing
- Reported sold
- $745K Offering amount: $745K
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 30, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 11, 2013 | Initial | $745,000 | No comparison | 11 | SEC filing |
| Aug 5, 2013 | Initial | $1,098,000 | No comparison | 24 | SEC filing |
| Jul 11, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 17, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $16.5K
- Finders' fees
- $0
- Form D file number
- 021-204452
The Company sold convertible notes with 50% warrant coverage for an aggregate principal amount of $745,000, which consisted of a total offering amount of $500,000 plus an oversubscription of $245,000.
Walter Greenblatt & Associates LLC received a 7% commission based on $235,000 they raised for the Company.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Walter Greenblatt & Associates LLC | 129291 |
Source: Form D, filed Oct 11, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kathleen P. Bloch | Executive |
| Vincent Capponi | Executive |
| Phillip Chan | Director, Executive |
| Dr. Phillip P Chan | Director, Executive |
| James Gunton | Director |
| Edward R. Jones | Director |
| Al Kraus | Director |
| Joseph Rubin | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
7 Deer Park Drive, Suite K
Monmouth Junction, NJ, 08852
Monmouth Junction, NJ, 08852