Form D · Other Banking and Financial Services
Cypress Equipment Fund 18, LLC
San Francisco, CA · CIK 0001480374
Offering snapshot reported Apr 10, 2012 · SEC filing
- Reported sold
- $35M Offering amount: $35M
- Investors reported
- 456 Form D · investor count
- Minimum accepted
- $35K Reported outside-investor minimum
- First sale
- Feb 7, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 456
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 10, 2012 | Amendment | $34,990,963 | No comparison | 456 | SEC filing |
| Dec 14, 2011 | Amendment | $28,854,963 | No comparison | 380 | SEC filing |
| May 13, 2011 | Amendment | $11,312,159 | No comparison | 144 | SEC filing |
| Jan 26, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.98M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-154373
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cypress Capital Corporation | 42618 | Cypress Capital Corporation · CRD 42618 |
| VSR Financial Services, Inc. | 14503 | VSR Financial Services, Inc. · CRD 14503 |
| Ameritas Investment Corp. | 14869 | Ameritas Investment Corp. · CRD 14869 |
| Commonwealth Financial Network | 8032 | Commonwealth Financial Network · CRD 8032 |
| Dewaay Financial Network, LLC | 30767 | Dewaay Financial Network, LLC · CRD 30767 |
| LPL Financial LLC | 6413 | LPL Financial LLC · CRD 6413 |
| Pacific West Securities, Inc. | 6390 | Pacific West Securities, Inc. · CRD 6390 |
| Proequities, Inc. | 15708 | Proequities, Inc. · CRD 15708 |
| Questar Capital Corporation | 43100 | Questar Capital Corporation · CRD 43100 |
| Woodbury Financial Services, Inc. | 421 | Woodbury Financial Services, Inc. · CRD 421 |
| Nancy E. Schulze | 5568490 | Berthel, Fisher and Company Financial Services, Inc. · CRD 13609 |
| Oliver B. Williamson | 4642029 | Calton and Associates, Inc. · CRD 20999 |
| Centaurus Financial, Inc. | 30833 | Centaurus Financial, Inc. · CRD 30833 |
| Crown Capital Securites, L.P. | 6312 | Crown Capital Securites, L.P. · CRD 6312 |
| Steven L. Stahler | 1706697 | Berthel, Fisher and Company Financial Services, Inc. · CRD 13609 |
| Michael L. Staines Jr. | 5303142 | Berthel, Fisher and Company FInancial Services, Inc. · CRD 13609 |
| FSC Securities Corporation | 7461 | FSC Securities Corporation · CRD 7461 |
| Keith R. Nielsen | 2814298 | Girard Securities, Inc. · CRD 18697 |
| Joseph M. Gatt | 218745 | Girard Securities, Inc. · CRD 18697 |
| Independent Financial Group, LLC | 7717 | Independent Financial Group, LLC · CRD 7717 |
| Lora J. Hoff | 3175071 | Investment Planners, Inc. · CRD 18557 |
| Philip S. Blancato | 2122221 | Ladenburg Thalmann and Co. Inc. · CRD 505 |
| Nathan L. Rewerts | 2913269 | Investment Planners, Inc. · CRD 18557 |
| NFP Securities, Inc. | 42046 | NFP Securities, Inc. · CRD 42046 |
| Jon R. Hulsey | 3014289 | Regal Securities, Inc. · CRD 7297 |
| Ryan F. Smith | 4888612 | Regal Securities, Inc. · CRD 7297 |
| James L. McKeever | 2793792 | Royal Alliance Associates, Inc. · CRD 23131 |
| Sagepoint Financial, Inc. | 133763 | Sagepoint Financial, Inc. · CRD 133763 |
| Sammons Securities Company, LLC | 115368 | Sammons Securities Company, LLC · CRD 115368 |
| William E. Riley Jr. | 1493287 | Silver Oak Securities, Incorporated · CRD 46947 |
| Summit Brokerage Services, Inc. | 34643 | Summit Brokerage Services, Inc. · CRD 34643 |
| Carlos A. Rasmussen | 2505970 | Symetra Investment Services, Inc. · CRD 19061 |
| David L. Goodman | 1429972 | Transam Securities Inc. · CRD 18923 |
| John T. Dunn | 2448503 | The Strategic Financial Alliance, Inc. · CRD 126514 |
| Charles C. Shafe | 1277113 | Transam Securities, Inc. · CRD 18923 |
| Triad Advisors, Inc. | 25803 | Triad Advisors, Inc. · CRD 25803 |
| Joshua A. McWhorter | 4790391 | Resource Horizons Group LLC · CRD 104368 |
| Donald A. Tessmer | 1834222 | Resource Horizons Group LLC · CRD 104368 |
| VFG Securities, Inc. | 15121 | VFG Securities, Inc. · CRD 15121 |
| Jeffrey R. Dixson | 4166311 | Madison Avenue Securities, Inc. · CRD 23224 |
| Stephen Y. Kwan | 3183681 | Madison Avenue Securities, Inc. · CRD 23224 |
| Lamont A. Chandler | 2794744 | Madison Avenue Securities, Inc. · CRD 23224 |
| Thomas J. Birch | 805540 | Mid Atlantic Capital Corporation · CRD 10674 |
| William H. Lowell | 1158722 | Lowell & Company, Inc. · CRD 24913 |
| Paul F. Gardner | 1179955 | Royal Alliance Associates, Inc. · CRD 23131 |
| Donald I. Kuhs, Jr. | 726678 | Royal Alliance Associates, Inc. · CRD 726678 |
Source: Form D, filed Apr 10, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Na Cypress Equipment Management Corp V | Executive, Promoter |
| Stephen Rogers Harwood | Director, Executive, Promoter |
| Kenneth Park | Executive |
| Daniel Rael | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:San Francisco, CA, 94105