Form D · Other Banking and Financial Services

Cypress Equipment Fund 17, LLC

San Francisco, CA · CIK 0001480373

Offering snapshot reported Feb 2, 2011 · SEC filing

Reported sold
$33M
Offering amount: $35M
Investors reported
480
Form D · investor count
Minimum accepted
$35K
Reported outside-investor minimum
First sale
Feb 8, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.5M$33MFeb 1, 2010Jun 15, 2010: $13,474,790.00Jun 15, 2010Oct 18, 2010: $22,166,405.00Oct 18, 2010Feb 2, 2011: $33,009,723.00Feb 2, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 480

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 2, 2011Amendment$33,009,723No comparison480SEC filing
Oct 18, 2010Amendment$22,166,405No comparison320SEC filing
Jun 15, 2010Amendment$13,474,790No comparison183SEC filing
Feb 1, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$2.81M
Finders' fees
$0
Form D file number
021-138337

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Cypress Capital Corporation42618Cypress Capital Corporation · CRD 42618
VSR Financial Services, Inc.14503VSR Financial Services, Inc · CRD 14503
Berthel, Fisher and Company Financial Services, Inc.13609Berthel, Fisher and Company Financial Services, Inc. · CRD 13609
Commonwealth Financial Network8032Commonwealth Financial Network · CRD 8032
Independent Financial Group, LLC7717Independent Financial Group, LLC · CRD 7717
Madison Avenue Securities, Inc.23224Madison Avenue Securities, Inc. · CRD 23224
NFP Securities, Inc.42046NFP Securities, Inc. · CRD 42046
Pacific West Securities, Inc.6390Pacific West Securities, Inc. · CRD 6390
Proequities, Inc.15708Proequities, Inc. · CRD 15708
Questar Capital Corporation43100Questar Capital Corporation · CRD 43100
Sammons Securities Company, LLC115368Sammons Securities Company, LLC · CRD 115368
William J. Brown1056215American Portfolios Financial Services, Inc. · CRD 18487
Ameritas Investment Corp.14869Ameritas Investment Corp. · CRD 14869
James E. Steiger2238190Calton and Associates, Inc. · CRD 20999
George Werner2145332Calton and Associates, Inc. · CRD 20999
Oliver B. Williamson4642029Calton and Associates, Inc. · CRD 20999
Crown Capital Securities, L.P.6312Crown Capital Securities, L.P. · CRD 6312
Dewaay Financial Network, LLC30767Dewaay Financial Network, LLC · CRD 30767
Kenneth D. Tucker2163052Calton and Associates, Inc. · CRD 20999
Nathan L. Rewerts2913269Investment Planners, Inc. · CRD 18557
Thomas J. Birch805540Mid Atlantic Capital Corporation · CRD 10674
Dabney M. Daniel2359050Midsouth Capital, Inc. · CRD 35039
Louis H. Lobe4314977Sigma Financial Corporation · CRD 14303
Charles C. Shafe1277113Transam Securities, Inc. · CRD 18923
Terry D. Wheeler2163092QA3 Financial Corp. · CRD 14754
Triad Advisors, Inc.25803Triad Advisors, Inc. · CRD 25803
Woodbury Financial Services, Inc.421Woodbury Financial Services, Inc. · CRD 421
Robert A. Horning2311640Centaurus Financial, Inc. · CRD 30833
Vic V. Mullet4656976Centaurus Financial, Inc. · CRD 30833
Maryellen Trotter862519Centaurus Financial, Inc. · CRD 30833
John L. Pence2350924The Strategic Financial Alliance, Inc. · CRD 126514
FSC Securities Corporation7461FSC Securities Corporation · CRD 7461
Joseph M. Gatt218745Girard Securities, Inc. · CRD 18697
Lora J. Hoff3175071Investment Planners, Inc. · CRD 18557
Gerald D. Kroeger1176761KMS Financial Services, Inc. · CRD 3866
Hatley J. Harrell Jr.4594137Lowell and Company, Inc. · CRD 24913
William H. Lowell1158722Lowell and Company, Inc. · CRD 24913
Lisa M. Lyons2086482Royal Alliance Associates, Inc. · CRD 23131
Douglas J. Bauerband2850269Sagepoint Financial, Inc. · CRD 133763
Joel M. Johnson1941908Silver Oak Securities, Incorporated · CRD 46947
John T. Dunn2448503The Strategic Financial Alliance, Inc. · CRD 126514
Warren D. Prehmus1875927The Strategic Financial Alliance, Inc. · CRD 126514
David L. Goodman1429972Transam Securities, Inc. · CRD 18923
James C. Gaul218833Alternative Wealth Strategies, Inc. · CRD 130933
Patrick J. Mason322289American Portforlios Financial Services, Inc. · CRD 18487
Gregory L. Hutto2742911BFT Financial Group, LLC · CRD 109121
LPL Financial LLC6413LPL Financial LLC · CRD 6413
Philip S. Blancato2122221Ladenburg Thalmann and Co. Inc. · CRD 505
Edward J. Spanski, Jr.2356329Royal Alliance Associates, Inc. · CRD 23131
Chirstopher R. Bice3222439Sagepoint Financial, Inc. · CRD 133763
James R. Haught II2265510Summit Brokerage Services, Inc. · CRD 34643

Source: Form D, filed Feb 2, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Na Na Cypress Equipment Management Corp V Executive, Promoter
Stephen Rogers Harwood Director, Executive, Promoter
Cypress Equipment Management Corp V Na Executive, Promoter
Kenneth Park Executive
Daniel Rael Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
188 The Embarcadero, Suite 420
San Francisco, CA, 94105