Form D · Other Technology
CYBERSETTLE HOLDINGS, INC.
Old Greenwich, CT · CIK 0001448538
Offering snapshot reported Apr 10, 2014 · SEC filing
- Reported sold
- $21K Offering amount: $3M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Mar 27, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 10, 2014 | Initial | $20,950 | No comparison | 5 | SEC filing |
| Mar 14, 2013 | Initial | $110,400 | No comparison | 3 | SEC filing |
| Mar 9, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jun 28, 2011 | Initial | $2,130,000 | No comparison | 14 | SEC filing |
| Dec 30, 2010 | Initial | $346,300 | No comparison | 5 | SEC filing |
| Jan 29, 2010 | Initial | $593,829 | No comparison | 9 | SEC filing |
| Sep 11, 2009 | Initial | $259,928 | No comparison | 7 | SEC filing |
| Oct 16, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.1K
- Finders' fees
- $0
- Form D file number
- 021-215284
The maximum amount is $2,000,000, which can be increased to $3,000,000 by mutual consent of the parties.
Placement agent is entitled to: 10% cash fee; 3% nonaccountable expense allowance; and 20% warrant coverage.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Spencer Trask Ventures, Inc. | 28373 |
Source: Form D, filed Apr 10, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert C Ballou | Director, Executive |
| Charles S. Brofman | Director |
| Sung H. Choi | Executive |
| Dennis Chookaszian | Director |
| William T Clifford | Director, Executive |
| David J. Dowd | Executive |
| Jerome Z Ginsburg | Director |
| Allan Glick | Executive |
| Alan Glick | Executive |
| Patrick B. Gough | Executive |
| Alan Hurwitz | Executive |
| Maryann Jennings | Executive |
| Mary Ann Jennings | Executive |
| Craig A. T. Jones | Director |
| Ethan Katch | Director |
| Ethan Katsh | Director |
| Scott A. Levy | Executive |
| Hemang Shah | Executive |
| Jeff Swartz | Executive |
| Michael J Turillo | Director, Executive |
| Michael J. Turillo, Jr. | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1700 East Putnam Avenue Suite 306
Old Greenwich, CT, 06870
Old Greenwich, CT, 06870