Form D · Other Real Estate

CX Riverstone, DST

Tampa, FL · CIK 0001905404

Offering snapshot reported May 23, 2022 · SEC filing

Reported sold
$21.9M
Offering amount: $21.9M
Investors reported
59
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jan 19, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.9M$21.9MFeb 2, 2022: $5,216,061.00Feb 2, 2022Feb 14, 2022: $16,268,233.00Feb 22, 2022: $16,404,725.00Mar 1, 2022: $18,168,883.00Mar 10, 2022: $20,641,787.00Apr 1, 2022: $21,641,787.00May 23, 2022: $21,891,829.00May 23, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,641,787 → $21,891,829
  • Reported investors58 → 59

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 23, 2022Amendment$21,891,829$250,042vs Apr 1, 202259SEC filing
Apr 1, 2022Amendment$21,641,787$1,000,000vs Mar 10, 202258SEC filing
Mar 10, 2022Amendment$20,641,787$2,472,904vs Mar 1, 202257SEC filing
Mar 1, 2022Amendment$18,168,883$1,764,158vs Feb 22, 202247SEC filing
Feb 22, 2022Amendment$16,404,725$136,492vs Feb 14, 202240SEC filing
Feb 14, 2022Amendment$16,268,233$11,052,172vs Feb 2, 202239SEC filing
Feb 2, 2022Initial$5,216,061No comparison11SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$2.02M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-431899
Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Expense Reimbursements that may be paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sonya Gotz4007918TCFG Wealth Management, LLC · CRD 164153
Michael Deutsch2165440TCFG Wealth Management, LLC · CRD 164153
Scott Offerman4619093TCFG Wealth Management, LLC · CRD 164153
James Nagle4897449Lightpath Capital, Inc. · CRD 34617
Michael Frager1230622Willow Cove Investment Group, Inc. · CRD 107824
Amr Tenney5506866Thornhill Securities, Inc. · CRD 22333
Deborah Stackpole4969850Stonecrest Capital Markets, Inc. · CRD 39616
Edward Kasperavich4970038Stonecrest Capital Markets, Inc. · CRD 39616
Roger Bowlin1905652Aurora Securities · CRD 46147
Mike Bendix5379777DFPG Investments, LLC · CRD 155576
Michael Ghirardo7314050Emerson Equity LLC · CRD 130032
Stacey Morimoto4420782Stax Capital · CRD 300607
Anthony Brown6900485Stax Capital · CRD 300607
Michael Cullwell5989109Emerson Equity LLC · CRD 130032
Paul Getty6470002Lightpath Capital, Inc. · CRD 34617
Jason Finley6602034Stax Capital · CRD 300607
Ivan West4921015American Trust Investment Services, Inc. · CRD 3001
Edward Fernandez2956661Capulent LLC · CRD 155155
Jeffrey Bangerter1687028Concorde Investment Services, LLC · CRD 151604
Taylor Ashland5732470DFPG Investments, LLC · CRD 155576
Jason Salmon6081963FNEX Capital, LLC · CRD 166316
Justin Bachman6412695Capulent LLC · CRD 155155
Alex Madden7089201FNEX Capital, LLC · CRD 166316
Raymond Dewitt2894063Concorde Investment Services, LLC · CRD 151604
Loay Nasar2233089DFPG Investments, LLC · CRD 155576
Trawnegan Gall6266415Wealthforge Securities, LLC · CRD 152550
Clay Schmidt6920482Thornhill Securities, Inc. · CRD 22333
Benjamin Carmona5120428Emerson Equity LLC · CRD 130032
Julienne Riddell5682274McDermott Investment Services, LLC · CRD 154926
Robert L. Boggess5007422Great Point Capital LLC · CRD 114203
Betty Friant2122446FNEX Capital, LLC · CRD 166316
Scott Sheehan2328614DFPG Investments, LLC · CRD 155576

Source: Form D, filed May 23, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John E. Carter Executive
N/A Carter Exchange Fund Management Company, Llc Executive
N/A Cx Riverstone Depositor, Llc Executive
N/A Cx Riverstone Manager, Llc Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
4890 West Kennedy Boulevard Suite 200
Tampa, FL, 33609