Form D · Other Real Estate

CX Heritage, DST

Tampa, FL · CIK 0001909934

Offering snapshot reported May 9, 2022 · SEC filing

Reported sold
$26.7M
Offering amount: $26.7M
Investors reported
65
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Feb 2, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.4M$26.7MFeb 14, 2022: $6,283,532.00Feb 14, 2022Feb 22, 2022: $6,883,532.00Mar 1, 2022: $10,727,107.00Mar 10, 2022: $16,652,370.00Mar 21, 2022: $19,598,311.00Apr 1, 2022: $22,662,473.00Apr 18, 2022: $26,677,232.00May 9, 2022: $26,712,757.00May 9, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$26,677,232 → $26,712,757
  • Reported investors64 → 65

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 9, 2022Amendment$26,712,757$35,525vs Apr 18, 202265SEC filing
Apr 18, 2022Amendment$26,677,232$4,014,759vs Apr 1, 202264SEC filing
Apr 1, 2022Amendment$22,662,473$3,064,162vs Mar 21, 202253SEC filing
Mar 21, 2022Amendment$19,598,311$2,945,941vs Mar 10, 202245SEC filing
Mar 10, 2022Amendment$16,652,370$5,925,263vs Mar 1, 202235SEC filing
Mar 1, 2022Amendment$10,727,107$3,843,575vs Feb 22, 202222SEC filing
Feb 22, 2022Amendment$6,883,532$600,000vs Feb 14, 202217SEC filing
Feb 14, 2022Initial$6,283,532No comparison14SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$2.47M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-433516
Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Expense Reimbursements that may be paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Roger Bowlin1905652Aurora Securities · CRD 46147
John Cunicella1549354Great Point Capital LLC · CRD 114203
Scott Sheehan2328614DFPG Investments, LLC · CRD 155576
Stacey Morimoto4420782Stax Capital · CRD 300607
Jason Finley6602034Stax Capital · CRD 300607
Amr Tenney5506866Thornhill Securities, Inc. · CRD 22333
Corbin Thomas4234748McDermott Investment Services, LLC · CRD 154926
Kim Kunz718618Westpark Capital, Inc. · CRD 39914
Quinn Morimoto7140545Stax Capital · CRD 300607
Edward Fernandez2956661Capulent LLC · CRD 155155
Troy Thomas4691720McDermott Investment Services, LLC · CRD 154926
Taylor Ashland5732470DFPG Investments, LLC · CRD 155576
Mike Bendix5379777DFPG Investments, LLC · CRD 155576
Nathan Kuhn4624143DAI Securities, LLC · CRD 36673
Christina Nielson4866971DAI Securities, LLC · CRD 36673
Anthony Brown6900485Stax Capital · CRD 300607
Carmine Galimi3265523FNEX Capital, LLC · CRD 166316
Randy Barmache4607939American Trust Investment Services, Inc. · CRD 3001
Jessica Healy6589558Metropolitan Capital Investment Banc, Inc. · CRD 148820
Chay Lapin6275140FNEX Capital, LLC · CRD 166316
David Kangas6591398Wealthforge Securities, LLC · CRD 152550
Joseph Michaletz1327534DAI Securities, LLC · CRD 36673
Mike O'Toole6336251DAI Securities, LLC · CRD 36673
Orrin Barrow6784158FNEX Capital, LLC · CRD 166316
Dan Werry4721789Emerson Equity LLC · CRD 130032
Betty Friant2122446FNEX Capital, LLC · CRD 166316

Source: Form D, filed May 9, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John E. Carter Executive
N/A Carter Exchange Fund Management Company, Llc Executive
N/A Cx Heritage Depositor, Llc Executive
N/A Cx Heritage Manager, Llc Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
4890 West Kennedy Boulevard Suite 200
Tampa, FL, 33609