Form D · Other Real Estate
CWSFG 06 - BRIARCLIFF LLC
Newport Beach, CA · CIK 0001476892
Offering snapshot reported Nov 16, 2009 · SEC filing
- Reported sold
- $120K Offering amount: $800K
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $1.34K Reported outside-investor minimum
- First sale
- Oct 30, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 16, 2009 | Initial | $120,138 | No comparison | 19 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-136165
The broker dealear will not receive nor will pay sales commissions or finders fees.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MARCUS LAM | 5030836 | CLAYTON WILLIAMS & SHERWOOD INVESTMENTS · CRD 23551 |
Source: Form D, filed Nov 16, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven Jay Sherwood | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
14 Corporate Plaza Drive, Suite 210
Newport Beach, CA, 92660
Newport Beach, CA, 92660