Form D · Other Real Estate
CWS SAF IV LLC
Newport Beach, CA · CIK 0001563967
Offering snapshot reported Dec 10, 2012 · SEC filing
- Reported sold
- $0 Offering amount: $20M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 7, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 10, 2012 | Initial | $0 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $10K (estimated)
- Finders' fees
- $10K (estimated)
- Form D file number
- 021-188106
Seeking to raise $15 - $30 million to a limited group of accredited investors.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TREVOR DALLAS | 5704431 | CWS INVESTMENTS · CRD 23551 |
| MARCUS LAM | 5030836 | CWS INVESTMENTS · CRD 23551 |
Source: Form D, filed Dec 10, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven Jay Sherwood | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
14 Corporate Plaza Drive Suite 210
Newport Beach, CA, 92660
Newport Beach, CA, 92660