Form D · Other Real Estate
CWS SAF III LLC, a Delaware Ltd liability Co
Newport Beach, CA · CIK 0001552271
Offering snapshot reported Jun 14, 2012 · SEC filing
- Reported sold
- $4.15M Offering amount: $20M
- Investors reported
- 51 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 29, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 14, 2012 | Initial | $4,152,254 | No comparison | 51 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $10K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-179745
$13,000,000 to $15,000,000 is expected to be sold
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MARCUS LAM | 530836 | CWS INVESTMENTS · CRD 23551 |
Source: Form D, filed Jun 14, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven Jay Sherwood | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
14 Corporate Plaza Drive, Suite 210
Newport Beach, CA, 92660
Newport Beach, CA, 92660