Form D · Other Real Estate
CWS DESERT RIDGE, LP
Newport Beach, CA · CIK 0001664057
Offering snapshot reported Feb 24, 2016 · SEC filing
- Reported sold
- $4.49M Offering amount: $4.63M
- Investors reported
- 71 Form D · investor count
- Minimum accepted
- $4K Reported outside-investor minimum
- First sale
- Dec 7, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,000,000 → $4,491,442
- Reported investors49 → 71
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 24, 2016 | Amendment | $4,491,442 | $491,442vs Jan 19, 2016 | 71 | SEC filing |
| Jan 19, 2016 | Initial | $4,000,000 | No comparison | 49 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-255442
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MARCUS LAM | 5030836 | CWS INVESTMENTS · CRD 23551 |
| TREVOR DALLAS | 5704431 | CWS INVESTMENTS · CRD 23551 |
Source: Form D, filed Feb 24, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gary Charles Carmell | Executive |
| Steven Jay Sherwood | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:Newport Beach, CA, 92660