Form D · Commercial Banking
CW Bancorp
Irvine, CA · CIK 0001846858
Offering snapshot reported Dec 7, 2021 · SEC filing
- Reported sold
- $17.5M Offering amount: $17.5M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 2, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 7, 2021 | Initial | $17,500,000 | No comparison | 15 | SEC filing |
| Mar 16, 2021 | Initial | $32,500,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $263K
- Finders' fees
- $0
- Form D file number
- 021-423884
Subordinated Debt Securities
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Janney Montgomery Scott LLC | 463 | |
| Piper Sandler & Co. | 665 |
Source: Form D, filed Dec 7, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Leeann M. Cochran | Executive |
| Christopher J. Deering | Director |
| David L. Gaba | Director |
| Gregory R. Games | Director |
| Linda M. Iannone | Director |
| Roseanne Luth | Director |
| Kenneth A. Shelton | Director |
| Ivo A. Tjan | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
2445 Mc Cabe Way, Suite 300
Irvine, CA, 92614
Irvine, CA, 92614