Form D · Other Investment Fund

CV Special Situations Loan Fund LLC

San Francisco, CA · CIK 0001748038

Offering snapshot reported Aug 1, 2018 · SEC filing

Reported sold: $1.5M
Investors reported: 1
Minimum accepted: $0
First sale: Jul 24, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 1, 2018	Initial	$1,500,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: Yes

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-318244

Source: Form D, filed Aug 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CV SPECIAL SITUATIONS LOAN FUND LLC

Investment adviser: CONVENTUS ASSET MANAGEMENT LLC

Gross asset value: $9.61M
Beneficial owners: 17
ADV minimum commitment: $100K

Reported in Form ADV on Mar 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MOSS ADAMS SAN FRANCISCO, California, United States

Custodian NOTE SERVICING CENTER, INC. CHOWCHILLA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MOSS ADAMS
PCAOB 659

Filing source

Form ADV 1298550 · Mar 27, 2019 · Schedule D 7.B.(1), fund 805-4796063758

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Glenn Tatham	Executive
Keith Tomao	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

111 Potrero Avenue
San Francisco, CA, 94103