Form D · Pooled Investment Fund

Cuttyhunk Master Portfolio

Grand Cayman, E9 · CIK 0001463853

Offering snapshot reported May 11, 2009 · SEC filing

Reported sold
$6.17M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2009Initial$6,169,608No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-130820

Source: Form D, filed May 11, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CUTTYHUNK MASTER PORTFOLIO

Investment adviser: CANNELL CAPITAL LLC

Gross asset value
$29.4M
Beneficial owners
2
ADV minimum commitment
$500K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC SECURITIES SERVICES (IRELAND) DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE LTD HAMILTON, Bermuda
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer OPTIMA FUND MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE LTD
PCAOB 5230

GOLDMAN SACHS & CO. LLC
SEC 8-129

OPTIMA FUND MANAGEMENT LLC
CRD 105929 · SEC 801-45464

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1439814 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-7889684741

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Optima Fund Management Limited Partnership Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Hsbc House 68 West Bay Road
Grand Cayman, E9, KY1-1106