Form D · Hedge Fund
Cuttyhunk Fund II Ltd
Georgetown, E9 · CIK 0001463852
Offering snapshot reported Jan 29, 2020 · SEC filing
- Reported sold
- $2.45M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- May 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 29, 2020 | Amendment | $2,448,414 | $0vs Nov 12, 2019 | 1 | SEC filing |
| Nov 12, 2019 | Initial | $2,448,414 | No comparison | 1 | SEC filing |
| Oct 5, 2018 | Amendment | $439,000 | -$752,000vs Jan 24, 2018 | 1 | SEC filing |
| Jan 24, 2018 | Amendment | $1,191,000 | -$51,000vs Nov 9, 2016 | 2 | SEC filing |
| Nov 9, 2016 | Amendment | $1,242,000 | -$217,000vs Nov 2, 2015 | 3 | SEC filing |
| Nov 2, 2015 | Amendment | $1,459,000 | -$59,000vs Oct 30, 2014 | 3 | SEC filing |
| Oct 30, 2014 | Amendment | $1,518,000 | $75,000vs Oct 2, 2013 | 3 | SEC filing |
| Oct 2, 2013 | Amendment | $1,443,000 | $115,000vs Nov 8, 2012 | 4 | SEC filing |
| Nov 8, 2012 | Amendment | $1,328,000 | -$726,000vs Oct 26, 2011 | 4 | SEC filing |
| Oct 26, 2011 | Amendment | $2,054,000 | $236,000vs Nov 4, 2010 | 6 | SEC filing |
| Nov 4, 2010 | Amendment | $1,818,000 | $1,568,000vs May 11, 2009 | 5 | SEC filing |
| May 11, 2009 | Initial | $250,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $39.8K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-353079
The amount of sales commission represents the portion of management and incentive fees paid to BNY Mellon, N.A. to June 30, 2019 (date payments ceased)
Source: Form D, filed Jan 29, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CUTTYHUNK FUND II LIMITED
Investment adviser: CANNELL CAPITAL LLC
- Gross asset value
- $3.53M
- Beneficial owners
- 6
- ADV minimum commitment
- $500K
Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE LTD
PCAOB 5230
GOLDMAN SACHS & CO. LLC
SEC 8-129
OPTIMA FUND MANAGEMENT LLC
CRD 105929 · SEC 801-45464
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
Filing source
Form ADV 1439814 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-5415616230
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennie Dixon Boardman | Director |
| James Carlo Cannell | Director |
| John Charles Ross Collis | Director |
| Neil Glass | Director |
| Geoffrey Manfred Lewis | Director |
| Optima Managers Llc | Promoter |
| Optima Management Partners L.P. | Promoter |
| Robert Richard Rans | Director |
| William Donald Thomson | Director |
| Richard Van Doren | Director |
| Stephen Charles Wagstaff | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Georgetown, E9, KY1-1104