Form D · Hedge Fund

Cuttyhunk Fund II LLC

New York, NY · CIK 0001463851

Offering snapshot reported Jan 29, 2020 · SEC filing

Reported sold: $28.9M
Investors reported: 18
Minimum accepted: $250K
First sale: May 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 29, 2020	Amendment	$28,875,151	$0vs Nov 12, 2019	18	SEC filing
Nov 12, 2019	Initial	$28,875,151	No comparison	18	SEC filing
Oct 5, 2018	Amendment	$16,142,000	-$1,964,000vs Jan 24, 2018	22	SEC filing
Jan 24, 2018	Amendment	$18,106,000	$1,957,000vs Nov 9, 2016	27	SEC filing
Nov 9, 2016	Amendment	$16,149,000	-$9,350,000vs Oct 30, 2015	26	SEC filing
Oct 30, 2015	Amendment	$25,499,000	$255,000vs Oct 30, 2014	35	SEC filing
Oct 30, 2014	Amendment	$25,244,000	$6,047,000vs Oct 1, 2013	35	SEC filing
Oct 1, 2013	Amendment	$19,197,000	$518,000vs Nov 7, 2012	33	SEC filing
Nov 7, 2012	Amendment	$18,679,000	$1,325,000vs Oct 26, 2011	33	SEC filing
Oct 26, 2011	Amendment	$17,354,000	-$2,398,000vs Nov 4, 2010	33	SEC filing
Nov 4, 2010	Amendment	$19,752,000	$13,582,392vs May 11, 2009	34	SEC filing
May 11, 2009	Initial	$6,169,608	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $273K (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-353082

The amount of sales commissions represents the portion of management and incentive fees paid to BNY Mellon, NA to June 30, 2019, the date payments ceased

Source: Form D, filed Jan 29, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CUTTYHUNK FUND II LLC

Investment adviser: CANNELL CAPITAL LLC

Gross asset value: $14.5M
Beneficial owners: 18
ADV minimum commitment: $500K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC SECURITIES SERVICES (IRELAND) DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE LTD HAMILTON, Bermuda

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer OPTIMA FUND MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE LTD
PCAOB 5230

GOLDMAN SACHS & CO. LLC
SEC 8-129

OPTIMA FUND MANAGEMENT LLC
CRD 105929 · SEC 801-45464

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1439814 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-6352736517

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Optima Group Holdings Llc	Promoter
Optima Managers Gp Mm Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 East 53 Rd Street 29 Th Floor
New York, NY, 10022