Form D · Hedge Fund

Cushing MLP Opportunity Fund I, LP

Dallas, TX · CIK 0001384121

Offering snapshot reported Jun 7, 2013 · SEC filing

Reported sold: $803M
Investors reported: 180
Minimum accepted: $1M
First sale: Nov 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 7, 2013	Amendment	$803,201,034	$0vs Jun 5, 2012	180	SEC filing
Jun 5, 2012	Amendment	$803,201,034	$0vs Mar 9, 2012	180	SEC filing
Mar 9, 2012	Amendment	$803,201,034	$0vs Mar 11, 2011	180	SEC filing
Mar 11, 2011	Amendment	$803,201,034	$0vs Mar 11, 2010	180	SEC filing
Mar 11, 2010	Amendment	$803,201,034	$256,837,756vs Mar 16, 2009	180	SEC filing
Mar 16, 2009	Amendment	$546,363,278	No comparison	Not reported	SEC filing
Oct 26, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-110510

Total Amount Sold reflects cumulative subscriptions since November 2006. Number of Investors reflects cumulative subscribers since inception. Responses do not reflect withdrawals, performance-based changes in value, or current number of investors.

Source: Form D, filed Jun 7, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE CUSHING MLP OPPORTUNITY FUND, LP

Investment adviser: CUSHING ASSET MANAGEMENT, LP

Gross asset value: $158M
Beneficial owners: 65
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian MORGAN STANLEY & CO. LLC DALLAS, Texas, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC DALLAS, Texas, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1079194 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-1669064800

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Carbon County Partners I, Lp	Promoter
Jerry V. Swank	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

8117 Preston Road Suite 440
Dallas, TX, 75225