Form D · Hedge Fund

Cushing MLP Market Neutral Fund, LP

Dallas, TX · CIK 0001545807

Offering snapshot reported Jun 7, 2017 · SEC filing

Reported sold: $31M
Investors reported: 13
Minimum accepted: $0
First sale: Jun 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$28,913,000 → $30,950,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 7, 2017	Amendment	$30,950,000	$2,037,000vs Jun 8, 2016	13	SEC filing
Jun 8, 2016	Amendment	$28,913,000	$750,000vs Jun 9, 2015	13	SEC filing
Jun 9, 2015	Amendment	$28,163,000	$14,117,042vs Jun 9, 2014	12	SEC filing
Jun 9, 2014	Amendment	$14,045,958	$13,758,526vs Jun 7, 2013	7	SEC filing
Jun 7, 2013	Amendment	$287,432	No comparison	2	SEC filing
Mar 12, 2013	Amendment	Yet to sell	No comparison	2	SEC filing
Jun 12, 2012	Initial	Yet to sell	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-179634

Source: Form D, filed Jun 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CUSHING MLP MARKET NEUTRAL FUND, LP

Investment adviser: CUSHING ASSET MANAGEMENT, LP

Gross asset value: $9.62M
Beneficial owners: 15
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC DALLAS, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1079194 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-2149330791

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Cushing Asset Management, Lp	Executive, Promoter
N/A Cushing Mlp Asset Management, Lp	Promoter
Jerry V. Swank	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

8117 Preston Road Suite 440
Dallas, TX, 75225