Form D · Other

CTI INDUSTRIES CORP

Lake Barrington, IL · CIK 0001042187

Offering snapshot reported Jan 14, 2020 · SEC filing

Reported sold
$2.5M
Offering amount: $7M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 13, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2020Initial$2,500,000No comparison1SEC filing
Aug 17, 2016Initial$917,100No comparison17SEC filing

Offering details

Securities
Equity, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$250K
Finders' fees
$0
Form D file number
021-358039
The Participating Dealer receives a cash fee equal to 10% percent of the gross proceeds raised in the Offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Garden State Securities Inc.10083

Source: Form D, filed Jan 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stanley M Brown Director
Frank J Cesario Director, Executive
John I Collins Director
Art Gisonni Director
John Klimek Director
Yubao Li Director
Stephen M Merrick Director, Executive
Timothy S Patterson Executive
John Schwan Director
Brett Tayne Director
Bret Tayne Director

Issuer details

Industry: Other (See others in industry)

Address:
22160 N. Pepper Road
Lake Barrington, IL, 60010