Form D · Pooled Investment Fund

CTC Alternative Strategies, LLC

Chicago, IL · CIK 0001865215

Offering snapshot reported Jun 15, 2021 · SEC filing

Reported sold: $29.9M
Investors reported: Not reported
Minimum accepted: Not reported
First sale: Not reported

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 15, 2021	Initial	$29,900,000	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: Not reported
Duration over one year: Not reported
Business combination: Not reported

Sales commissions: Not reported
Finders' fees: Not reported
Form D file number: 021-402952

Source: Form D, filed Jun 15, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CTC ALTERNATIVE STRATEGIES, LLC

Investment adviser: VALORAN CAPITAL MANAGEMENT, LLC

Gross asset value: $1.84B
Beneficial owners: 88
ADV minimum commitment: $200K

Reported in Form ADV on Sep 19, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. HARRISON, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor RSM US LLC CHICAGO, Illinois, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Custodian COINBASE, INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, Illinois, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLC
PCAOB 49

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

COINBASE, INC.
LEI 549300QHD76EP6ZKTT48

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1676590 · Sep 19, 2022 · Schedule D 7.B.(1), fund 805-2143980454

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Matthew Abraham	Executive
Michael Allara	Executive
. Ctc Capital Management, Llc	Executive
Andrew Hall	Executive
Joseph Harriman	Executive
Stephan Keller	Executive
Melvin Williams	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

425 S. Financial Place 4 Th Floor
Chicago, IL, 60605