Form D · Hedge Fund

CTA CHOICE AXM

Rye Brook, NY · CIK 0001409060

Offering snapshot reported Jul 26, 2012 · SEC filing

Reported sold
$40.5M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.8M$41.7MMar 12, 2009: $18,319,202.00Mar 12, 2009Mar 5, 2010: $41,680,893.00Mar 5, 2010Aug 18, 2011: $41,680,893.00Aug 18, 2011Sep 7, 2011: $41,680,893.00Jul 26, 2012: $40,546,011.00Jul 26, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$41,680,893 → $40,546,011
  • Reported investors3 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2012Amendment$40,546,011-$1,134,882vs Sep 7, 20114SEC filing
Sep 7, 2011Amendment$41,680,893$0vs Aug 18, 20113SEC filing
Aug 18, 2011Amendment$41,680,893$0vs Mar 5, 20103SEC filing
Mar 5, 2010Amendment$41,680,893$23,361,691vs Mar 12, 20093SEC filing
Jul 9, 2009Amendment$41,680,893$23,043,932vs Mar 17, 20093SEC filing
Mar 17, 2009Amendment$18,636,961No comparisonNot reportedSEC filing
Mar 12, 2009Amendment$18,319,202No comparisonNot reportedSEC filing
Aug 3, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-107088

Source: Form D, filed Jul 26, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence Steven Block Executive
Marc Steven Goodman Executive
Esther Eckerling Goodman Executive
Maureen Danielle Howley Executive
Lisa Litow Roitman Executive
Kenneth Andrew Shewer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Clarity Managed Account & Analytic 900 King Street, Suite 100
Rye Brook, NY, 10573