Form D · REITS and Finance

CT Legacy REIT Mezz Borrower, Inc.

New York, NY · CIK 0001533979

Offering snapshot reported Nov 22, 2011 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Nov 10, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 22, 2011Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.25K
Finders' fees
$0
Form D file number
021-169099

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Phyllis J. Beck1020488H & L Equities, LLC · CRD 113794
Patrick J. Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794

Source: Form D, filed Nov 22, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CT LEGACY PARTNERS LLC

Investment adviser: BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C.

Gross asset value
$66.9M
Beneficial owners
134
ADV minimum commitment
$0

Reported in Form ADV on May 13, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian US BANK CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 824254 · May 13, 2014 · Schedule D 7.B.(1), fund 805-4005553729

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jai Agarwal Executive
Douglas Armer Executive
Robert Brennan Executive
Deborah Ginsberg Executive
Geoffrey G. Jervis Director
Anthony Marone Jr. Executive
Stephen D. Plavin Director, Executive
Thomas C. Ruffing Director
Jennifer A. Schwartz Director
Peter Smith Executive
Brendan Thorpe Executive
Ryan Totaro Executive
Kevin Wachter Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
Capital Trust, Inc. 410 Park Avenue, 14 Th Floor
New York, NY, 10022