Form D · Hedge Fund

CSV China Opportunities Fund (US), L.P.

Andover, MA · CIK 0001576753

Offering snapshot reported May 11, 2022 · SEC filing

Reported sold
$8.66M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 31, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.33M$8.66MMay 13, 2013: $2,500,000.00May 13, 2013May 7, 2014: $5,664,654.00Aug 25, 2014: $7,059,976.00May 7, 2015: $8,164,654.00May 9, 2016: $8,664,654.00May 9, 2017: $8,664,654.00May 22, 2018: $8,664,654.00May 22, 2019: $8,664,654.00May 7, 2020: $8,664,654.00May 11, 2021: $8,664,654.00May 11, 2022: $8,664,654.00May 11, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2022Amendment$8,664,654$0vs May 11, 20216SEC filing
May 11, 2021Amendment$8,664,654$0vs May 7, 20206SEC filing
May 7, 2020Amendment$8,664,654$0vs May 22, 20196SEC filing
May 22, 2019Amendment$8,664,654$0vs May 22, 20186SEC filing
May 22, 2018Amendment$8,664,654$0vs May 9, 20176SEC filing
May 9, 2017Amendment$8,664,654$0vs May 9, 20166SEC filing
May 9, 2016Amendment$8,664,654$500,000vs May 7, 20156SEC filing
May 7, 2015Amendment$8,164,654$1,104,678vs Aug 25, 20147SEC filing
Aug 25, 2014Amendment$7,059,976$1,395,322vs May 7, 20146SEC filing
May 7, 2014Amendment$5,664,654$3,164,654vs May 13, 20136SEC filing
May 13, 2013Initial$2,500,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$60.3K
Finders' fees
$0
Form D file number
021-196385

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Stonehaven, LLC118913
Medalist Securities136356
Wren Capital LLC150721

Source: Form D, filed May 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CSV CHINA OPPORTUNITIES FUND (US), L.P.

Investment adviser: CSV CAPITAL MANAGEMENT LTD.

Gross asset value
$2.56M
Beneficial owners
2
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG SHANGHAI, China
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1186

Filing source

Form ADV 1637298 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-5632425848

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Csv Advisers, Llc Promoter
N/A N/A Csv Capital Management Ltd. Promoter
N/A N/A Csv China Opportunities Ltd. Promoter
Earl C. Yen Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 Bancroft Road
Andover, MA, 01810