Form D · Hedge Fund

CSV China Opportunities Fund, L.P.

Shanghai, F4 · CIK 0001475625

Offering snapshot reported Dec 21, 2017 · SEC filing

Reported sold
$51.8M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 11, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25.9M$51.8MNov 4, 2009: $5,000,000.00Nov 4, 2009Dec 15, 2010: $5,276,401.00Dec 12, 2011: $5,276,401.00Dec 13, 2012: $16,288,645.00Dec 13, 2013: $42,641,055.00Dec 9, 2014: $51,757,614.00Nov 30, 2015: $51,757,614.00Dec 20, 2016: $51,757,614.00Dec 21, 2017: $51,757,614.00Dec 21, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2017Amendment$51,757,614$0vs Dec 20, 201612SEC filing
Dec 20, 2016Amendment$51,757,614$0vs Nov 30, 201512SEC filing
Nov 30, 2015Amendment$51,757,614$0vs Dec 9, 201412SEC filing
Dec 9, 2014Amendment$51,757,614$9,116,559vs Dec 13, 201312SEC filing
Dec 13, 2013Amendment$42,641,055$26,352,410vs Dec 13, 20128SEC filing
Dec 13, 2012Amendment$16,288,645$11,012,244vs Dec 12, 20115SEC filing
Dec 12, 2011Amendment$5,276,401$0vs Dec 15, 20102SEC filing
Dec 15, 2010Amendment$5,276,401$276,401vs Nov 4, 20092SEC filing
Nov 4, 2009Initial$5,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$567K (estimated)
Finders' fees
$0
Form D file number
021-135851

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
InfoHedge Corp., BVINone
Medalist Securities Inc.136356
Stonehaven, LLC118913
World Vision Strategies LimitedNone
Wren Capital LLCNone

Source: Form D, filed Dec 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CSV CHINA OPPORTUNITIES FUND, L.P.

Investment adviser: CSV CAPITAL MANAGEMENT LTD.

Gross asset value
$21.1M
Beneficial owners
7
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG SHANGHAI, China
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1186

Filing source

Form ADV 1637298 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-3915051325

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Csv Advisers, Promoter
N/A Csv Advisers, Llc Promoter
Ltd. Csv Capital Management Promoter
N/A Csv Capital Management Ltd. Promoter
Ltd. Csv China Opportunities Promoter
N/A Csv China Opportunities Ltd. Promoter
Xin Ding Executive, Promoter
Earl C. Yen Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Room 103 Building 18 No. 800 Huashan Road
Shanghai, F4, 200050