Form D · Hedge Fund

Gavea Global Macro HedgeFocus Fund LP

New York, NY · CIK 0001533262

Offering snapshot reported Apr 11, 2017 · SEC filing

Reported sold
$28.4M
Indefinite offering
Investors reported
84
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 11, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.3M$28.6MMar 26, 2012: $5,031,250.00Mar 26, 2012Mar 22, 2013: $16,251,250.00Mar 22, 2013Sep 16, 2013: $22,821,250.00Sep 24, 2014: $28,605,250.00Sep 24, 2014Sep 10, 2015: $28,355,250.00Sep 10, 2015Apr 11, 2017: $28,355,250.00Apr 11, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2017Amendment$28,355,250$0vs Sep 10, 201584SEC filing
Sep 10, 2015Amendment$28,355,250-$250,000vs Sep 24, 201484SEC filing
Sep 24, 2014Amendment$28,605,250$5,784,000vs Sep 16, 201384SEC filing
Sep 16, 2013Amendment$22,821,250$6,570,000vs Mar 22, 201375SEC filing
Mar 22, 2013Amendment$16,251,250$11,220,000vs Mar 26, 201256SEC filing
Mar 26, 2012Initial$5,031,250No comparison16SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$469K (estimated)
Finders' fees
$0
Form D file number
021-175596

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Credit Suisse Securities (USA) LLC816
iCapital Securities, LLC171061

Source: Form D, filed Apr 11, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CS GAVEA GLOBAL MACRO FUND LP

Investment adviser: CREDIT SUISSE SECURITIES (USA) LLC

Gross asset value
$19.6M
Beneficial owners
61
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 1004191 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-8423552639

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jaques Clough Director
Credit Suisse (Cayman) Management Limited Credit Suisse (Cayman) Management Limited Executive
N/A Credit Suisse (Cayman) Management Limited Promoter
N/A Credit Suisse Securities (Usa) Llc Executive
Eileen Duff Director
N/A Hedge Focus Cayman Gp Ltd. Promoter
N/A I Capital Securities, Llc Promoter
Michael Mc Vicker Executive
Peter Montgomery Director
Hugh M. Neuburger Executive
Charles Thomas Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
441 Lexington Avenue, 9th Floor
New York, NY, 10017