Form D · Other Investment Fund
Crystal Financial SBIC LP
Boston, MA · CIK 0001572435
Offering snapshot reported Mar 27, 2013 · SEC filing
- Reported sold
- $77M Offering amount: $77M
- Investors reported
- 68 Form D · investor count
- Minimum accepted
- $26K Reported outside-investor minimum
- First sale
- Mar 15, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 27, 2013 | Initial | $77,004,000 | No comparison | 68 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $320K
- Form D file number
- 021-194016
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Carl Marks Securities, LLC | 144209 |
Source: Form D, filed Mar 27, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CRYSTAL FINANCIAL SBIC LP
Investment adviser: CRYSTAL SBIC GP LLC
- Gross asset value
- $122M
- Beneficial owners
- 54
- ADV minimum commitment
- $100K
Reported in Form ADV on Oct 21, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Filing source
Form ADV 1332813 · Oct 21, 2019 · Schedule D 7.B.(1), fund 805-5403677801
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Colin P. Cross | Executive |
| N/A Crystal Sbic Gp Llc | Executive |
| Joshua Franklin | Executive |
| Ward K. Mooney | Executive |
| Michael L. Pizette | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02110