Form D · Private Equity Fund

Croupier Prive Private Equity Fund LP

New York, NY · CIK 0001414988

Offering snapshot reported May 24, 2019 · SEC filing

Reported sold
$35.4M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 28, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.7M$35.4MMar 16, 2009: $24,011,048.00Mar 16, 2009Mar 11, 2010: $28,034,254.00May 29, 2014: $35,359,886.00Jun 2, 2015: $35,359,886.00May 26, 2016: $35,359,886.00May 26, 2017: $35,359,886.00May 25, 2018: $35,359,886.00May 24, 2019: $35,359,886.00May 24, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 24, 2019Amendment$35,359,886$0vs May 25, 201840SEC filing
May 25, 2018Amendment$35,359,886$0vs May 26, 201740SEC filing
May 26, 2017Amendment$35,359,886$0vs May 26, 201640SEC filing
May 26, 2016Amendment$35,359,886$0vs Jun 2, 201540SEC filing
Jun 2, 2015Amendment$35,359,886$0vs May 29, 201440SEC filing
May 29, 2014Amendment$35,359,886$7,325,632vs Mar 11, 201040SEC filing
Mar 11, 2010Amendment$28,034,254$4,023,206vs Mar 16, 200931SEC filing
Mar 16, 2009Amendment$24,011,048No comparisonNot reportedSEC filing
Oct 9, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-109652

Source: Form D, filed May 24, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CROUPIER PRIVE PRIVATE EQUITY FUND LP

Investment adviser: HORIZON KINETICS ASSET MANAGEMENT LLC

Gross asset value
$841K
Beneficial owners
26
ADV minimum commitment
$1M

Reported in Form ADV on May 17, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBALOP PEI SOLUTIONS CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY VIRCHOW KRAUSE, LLP NEW YORK, New York, United States
Custodian CITICORP SECURITIES SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Marketer UOB GLOBAL EQUITY SALES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CITICORP SECURITIES SERVICES, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

CITICORP SECURITIES SERVICES, INC.
SEC 8-32117

UOB GLOBAL EQUITY SALES LLC
CRD 126500 · SEC 8-65886

CITICORP SECURITIES SERVICES, INC.
CRD 15387 · SEC 8-32117

Filing source

Form ADV 1321278 · May 17, 2019 · Schedule D 7.B.(1), fund 805-9452137959

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Goss Executive
Russell Grimaldi Executive
Jay Kesslen Executive
Michael Landau Executive
Eric Sites Executive
Murray Stahl Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
470 Park Avenue South 4th Floor
New York, NY, 10016