Form D · Hedge Fund

Cross Shore Overseas Fund, Ltd.

Camana Bay, Grand Cayman, E9 · CIK 0001447598

Offering snapshot reported Feb 24, 2017 · SEC filing

Reported sold: $67.5M
Investors reported: 67
Minimum accepted: $100K
First sale: Apr 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$66,501,169 → $67,501,169

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 24, 2017	Amendment	$67,501,169	$1,000,000vs Feb 24, 2016	67	SEC filing
Feb 24, 2016	Amendment	$66,501,169	$6,750,000vs Feb 24, 2015	67	SEC filing
Feb 24, 2015	Amendment	$59,751,169	$8,100,000vs Feb 26, 2014	64	SEC filing
Feb 26, 2014	Amendment	$51,651,169	$9,300,000vs Mar 1, 2013	53	SEC filing
Mar 1, 2013	Amendment	$42,351,169	$2,350,000vs Mar 1, 2012	45	SEC filing
Mar 1, 2012	Amendment	$40,001,169	$9,825,356vs Feb 18, 2011	43	SEC filing
Feb 18, 2011	Amendment	$30,175,813	$26,128,078vs Feb 8, 2010	32	SEC filing
Feb 8, 2010	Amendment	$4,047,735	No comparison	8	SEC filing
Oct 7, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-123390

The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
AMERIPRISE FINANCIAL SERVICES, INC.	6363
Arthur Wood Company	3798

Source: Form D, filed Feb 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CROSS SHORE OVERSEAS FUND, LTD

Investment adviser: CROSS SHORE CAPITAL MANAGEMENT, LLC

Gross asset value: $47M
Beneficial owners: 51
ADV minimum commitment: $500K

Reported in Form ADV on Mar 21, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands

Marketer AMERIPRISE FINANCIAL SERVICES, INC. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Marketer ARTHUR WOOD INVESTMENT ADVISORS BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

AMERIPRISE FINANCIAL SERVICES, INC.
CRD 6363 · SEC 801-28543

ARTHUR WOOD INVESTMENT ADVISORS
CRD 3798

Filing source

Form ADV 1089790 · Mar 21, 2017 · Schedule D 7.B.(1), fund 805-3962087839

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Cross Shore Capital Management, Llc	Executive
Frederick R. Kobrick	Director
Neil Kuttner	Executive
Victor Linell	Director
Peter Young	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Mourant Ozannes Corporate Services 94 Solaris Avenue, Box 1348
Camana Bay, Grand Cayman, E9, KY1-1108