Form D · Hedge Fund

Cross Shore Fund, Ltd.

Camana Bay, Grand Cayman, E9 · CIK 0001258322

Offering snapshot reported Feb 24, 2017 · SEC filing

Reported sold: $63.7M
Investors reported: 109
Minimum accepted: $50K
First sale: Jul 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$63,003,487 → $63,701,755
Reported investors108 → 109
Minimum accepted$500,000 → $50,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 24, 2017	Amendment	$63,701,755	$698,268vs Feb 24, 2015	109	SEC filing
Feb 24, 2016	Amendment	$63,701,755	$698,268vs Feb 24, 2015	109	SEC filing
Feb 24, 2015	Amendment	$63,003,487	$514,097vs Feb 26, 2014	108	SEC filing
Feb 26, 2014	Amendment	$62,489,390	-$1,440,000vs Mar 1, 2013	108	SEC filing
Mar 1, 2013	Amendment	$63,929,390	$230,000vs Mar 1, 2012	110	SEC filing
Mar 1, 2012	Amendment	$63,699,390	$3,265,500vs Mar 2, 2011	108	SEC filing
Mar 2, 2011	Amendment	$60,433,890	-$9,566,110vs Mar 5, 2009	104	SEC filing
Feb 8, 2010	Amendment	$60,433,890	-$9,566,110vs Mar 5, 2009	104	SEC filing
Mar 5, 2009	Amendment	$70,000,000	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-57488

The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fair Haven Partners, LLC	155308
Arthur Wood Company	3798

Source: Form D, filed Feb 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CROSS SHORE FUND, LTD

Investment adviser: CROSS SHORE CAPITAL MANAGEMENT, LLC

Gross asset value: $31.2M
Beneficial owners: 50
ADV minimum commitment: $500K

Reported in Form ADV on Mar 21, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands

Marketer ARTHUR WOOD INVESTMENT ADVISORS BOSTON, Massachusetts, United States Related to adviser: No

Marketer FAIR HAVEN PARTNERS, LLC FAIR HAVEN, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

ARTHUR WOOD INVESTMENT ADVISORS
CRD 3798

FAIR HAVEN PARTNERS, LLC
CRD 155308 · SEC 801-72042

Filing source

Form ADV 1089790 · Mar 21, 2017 · Schedule D 7.B.(1), fund 805-7823023625

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Cross Shore Capital Management, Llc	Executive
Frederick R. Kobrick	Director
Neil Kuttner	Executive
Victor Linell	Director
Peter Young	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Mourant Ozannes Corporate Services 94 Solaris Avenue, Box 1348
Camana Bay, Grand Cayman, E9, KY1-1108